SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Secretariat, attended the meeting on 5 February 2024, in Vientiane, the Lao People's Democratic Republic.
plant project in the Lao People’ s Democratic Republic and investment in the construction and operation of transmission line system and substation to the Socialist Republic of Vietnam Attn: President The
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
market regulators and relevant agencies in Cambodia and Lao People’s Democratic Republic. On this occasion on 8 September 2021, Secretary-General Ruenvadee Suwanmongkol gave opening remarks while H.E. Mr
well as the Democratic Form of Government with His Majesty the King as Head of State, (2) Integrity, good conscious and accountability to duties, (3) Decisiveness and proper and fair conduct, (4
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