Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s
. Waratchya Srimachand, SEC Senior Assistant Secretary-General, said: ?The capital market is undergoing significant changes, for example, technological disruption, wider linkage of global financial markets
Officer.“This bilateral agreement marks another significant milestone in the bilateral cooperation between Hong Kong and Thailand, following the Memorandum of Understanding on the Strengthening of Economic
Shareholders No.1/2019 to the extent that it is appropriate and necessary within the scope of laws. The Company would like to inform that the transaction of acquiring ordinary shares of KPN Academy Company
Control Order (“MCO”) or lockdown imposed the Government of Thailand, Malaysia, Indonesia and India was necessary to prevent the spread of the virus. Thailand and Malaysia were badly impacted by the MCO
consumer products segment 0.7 0.9 (0.2) (22%) Revenue from media services segment 3.8 - 3.8 100% Total 4.5 2.6 1.9 71% E-Commerce segment Revenue from this segment was significant decrease due to declining
of THB 350 million.Significance of SCAN proposal to the shareholders, the SEC was of the view that SCAN board of director and AC must disclose all aspects of information necessary for decision making