SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
C:\Users\i001822\AppData\Local\Temp\msoEC4F.tmp · · · 1
C:\Users\i001822\AppData\Local\Temp\mso2700.tmp · · · · 1
C:\Users\i001822\AppData\Local\Temp\mso7FF7.tmp · · · · 1
SEC Secretary-General Pornanong Budsaratragoon said: “The Thai capital market has developed in line with the global emphasis on climate change initiatives. The Thai version of the TCFD Recommendations, prepared by the SEC with support from the TCFD, is a vital tool for listed companies, investment analysts and asset managers to gain a better understanding of climate-related financial disclosures that involve risks and opportunities concerning climate change, enabling them to analyze secur...
SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund