SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Derivative Warrants | BBL11P2402A | DERIVATIVE PUT WARRANTS ON BANGKOK BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN FEBRUARY 2024 # A | Stock in
Derivative Warrants | BBL11C2311T | DERIVATIVE CALL WARRANTS ON BANGKOK BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN NOVEMBER 2023 # T | Stock in
Derivative Warrants | BBL11P2311T | DERIVATIVE PUT WARRANTS ON BANGKOK BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN NOVEMBER 2023 # T | Stock in
Derivative Warrants | KKP11C2312T | DERIVATIVE CALL WARRANTS ON KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN DECEMBER 2023 # T
Derivative Warrants | KKP11C2403A | DERIVATIVE CALL WARRANTS ON KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN MARCH 2024 # A
Derivative Warrants | BBL11C2404A | DERIVATIVE CALL WARRANTS ON BANGKOK BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN APRIL 2024 # A | Stock in
Derivative Warrants | BBL11C2406A | DERIVATIVE CALL WARRANTS ON BANGKOK BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JUNE 2024 # A | Stock in SET50
Derivative Warrants | KKP11C2406A | DERIVATIVE CALL WARRANTS ON KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JUNE 2024 # A | Stock
Derivative Warrants | KKP11P2405A | DERIVATIVE PUT WARRANTS ON KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN MAY 2024 # A | Stock