financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as
, (2) insufficient evidence on the reasonableness of the management's decision to approve the deposit payment for the investment in the Native based Scene Advertising Digital Solution, and (3) the
addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.
อนุมัติจ่ายเงินมัดจำเพื่อการลงทุนในโครงการ Native based Scene Advertising Digital Solution และ (3) การที่ผู้สอบบัญชีของบริษัทย่อยแสดงความเห็นต่องบการเงินบริษัทย่อยอย่างมีเงื่อนไข เนื่องจากบริษัทย่อยไม่ได้
decision to approve the deposit payment for the investment in the Native based Scene Advertising Digital Solution, and (3) the auditor’s qualified opinion on the financial statements of the subsidiary
ลงทุนในโครงการ Native based Scene Advertising Digital Solution และ (3) การท่ีผูส้อบบญัชีของบริษทัยอ่ยแสดงความเห็นต่องบการเงิน บริษทัยอ่ยอยา่งมีเง่ือนไข เน่ืองจากบริษทัยอ่ยไม่ไดต้ั้งค่าเผือ่หน้ีสงสัยจะสูญ
regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there
any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there is no any