The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement
ได้เข้าร่วมประชุม MMoU/EMMoU Monitoring Group ซึ่งมีการรายงานการแลกเปลี่ยนข้อมูลของสมาชิกภายใต้กรอบความร่วมมือของ IOSCO และความคืบหน้าในการจัดการประเด็นต่าง ๆ รวมถึงการให้การสนับสนุนสมาชิกจาก IOSCO ใน
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the offenders into the enforcement proceedings, criminal complaints were filed with the Economic Crime Suppression Division (ECD) of the Royal Thai Police on 10 February and 27 June 2023, with 18 and 32 offenders, respectively, The DSI has accepted the case as its special case and the SEC has reported the ca...
Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case has not been completed yet and is still in the process of seeking detailed information from various securities companies and financial institutions. Besides, the information forwarded by the Stock Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation o...
unitholders supplementary information for decision-making and must report the monitoring results to the board of directors of the asset management company and SEC.The revision is made to align with the
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
Bangkok, January 29, 2010 ? The SEC and the Association of Securities Companies (ASCO) held its first quarterly meeting of the year to update progress in three major areas as follows: 1. Preparation
April 26, 2012.In addition, the SEC requires PAF to report through the SET ' s electronic system within April 26, 2012 the progress following the board of directors ' resolution on November 10, 2011
On 11 December 2019, the SEC Board passed a resolution approving ThaiBMA as a licensed securities depository under the regulatory sandbox project whereby blockchain technology is implemented to enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors...