and private sectors, Thailand Responsible Business Network (TRBN) and allies therefore launched the “Send Plastic Home” project to promote the “sort at home, drop with us” campaign. They also provided
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Money Market Fund,Super Savings Fund : SSF | Offering Date : 02/05/2006 - 08/05/2006
irregular trading was done through five trading accounts by Shine, in his position as marketing manager, who used trader ID of Nattada and Sarunya, marketing officers under his supervision, to send trading
not to allow investment consultants to make investment decisions for them. In case of assigning other persons to send trading orders on investors’ behalf, a written authorization is required. In any
Limited (PLE)?s shares by using material non- public information. Mrs. Usavadee Srisuchart had Mr. Perayuth Nark-In send trading orders of PLE?s shares through others? accounts and assisting in price
found to have made trading decisions for one of his clients without any evidence of the client?s orders or his giving of investment advice. Similarly, Weeraparn was found to have made decisions to send
?SECID=583. Stakeholders and interested parties are welcome to submit comments and recommendations via the website. For electronic comments, please send an email to rattaya@sec.or.th or sumitra@sec.or.th
Policy Department at 0-2033-4662. For electronic comments, please send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and
encourages securities companies licensed to undertake fund management businesses, market participants and stakeholders to express their views and suggestions via the online survey at www.sec.or.th or send a