into account our own strengths and weaknesses to make sure that we are moving toward the right direction to achieve our goals while maintaining investor confidence locally and internationally

into account our own strengths and weaknesses to make sure that we are moving toward the right direction to achieve our goals while maintaining investor confidence locally and internationally

Bangkok, August 15, 2013 ? The SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (TLCA) co-announced Thai listed companies? success in the 2013 Annual General Shareholders Meeting (AGM) Assessment with very high average score at 91.04 out of 100.? Most companies assessed with the scores higher than those of last year, reflecting continual corporate governance improvement in the Thai capital market.Among all companies listed on the Stock Exchange of Thailand (SET...

SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a

Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...

Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material

strengthening capacities of the organization to cope with change and achieve the SEC Mission.”Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “In laying out the SEC Strategic Plan 2021-2023, we took into

the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in

the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in