SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
accounting scandal was uncovered. Skinner and Srinivasan (2012) observed the events between 2004 and 2006 surrounding the revelation of Kabebo’s accounting scandal and the failure of its audit firm ‘ChuoAoyama
effectiveness of those relevant controls. However, the inspections revealed aspects for which improvements are needed, including: insufficient tests of controls and documentation; revisions of the nature, timing
issuing branches must be provided to better reflect credit risk.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on
allocated to each investment type e.g. cash deposit, stock market, real estate, gold, TFEX, and T-bond) as clustering variables. Three investor clusters are uncovered, namely, cash holders, old-fashioned
revealed much improvement on audit manuals and audit programs to always fully comply with the accounting and auditing standards. As a result, the 2015 inspections on engagement performance element showed
investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC's further inspection has revealed several defective core work systems of AEC, especially the Know
Patcharee Thuttumrongchai as capital market investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC?s further inspection has revealed several defective core
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.