Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate Governance Center. Assistant Secretary-General Waratchya Srimachand is the Head of this Division. ...
ก.ล.ต. ปรับปรุง Mobile App ?start-to-invest?เพิ่มข้อมูลสินค้าออกใหม่ทันใจ คำนวณเงินลงทุนโดยคำนึงถึงเงินเฟ้อ และเพิ่มความสะดวกในการติดต่อผู้ขายผู้ให้บริการได้ทันที นายวรพล โสคติยานุรักษ์ เลขาธิการ
Bangkok, May 16, 2012 ? The SEC introduces new mobile application ?start-to-invest? to help investors with financial planning. This user-friendly application was designed to satisfy every investor?s
they incompletely recorded client's securities or derivatives trading orders due to their receipt of such orders via mobile phone. The SEC therefore publicly diclosed their inappropriate behavior and
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
million or 177% when compared with the same quarter of last year. This was resulting from an exclusive mobile phone project, a new project in the third quarter of 2018, recorded sales in this quarter of
the businesses in subsidiaries and associated the Company investing had improved operating results when compared to the same period last year. The business of mobile phone distribution business
Holding Company investing in retail business such as mobile phone distribution and accessories, non-performing debt management, real estate development, hire purchase (associated company), personal loan
} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone
a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the