ก.ล.ต. ปรับปรุง Mobile App ?start-to-invest?เพิ่มข้อมูลสินค้าออกใหม่ทันใจ คำนวณเงินลงทุนโดยคำนึงถึงเงินเฟ้อ และเพิ่มความสะดวกในการติดต่อผู้ขายผู้ให้บริการได้ทันที  นายวรพล โสคติยานุรักษ์  เลขาธิการ

Bangkok, May 16, 2012 ? The SEC introduces new mobile application ?start-to-invest? to help investors with financial planning. This user-friendly application was designed to satisfy every investor?s

compliance profession. The joint meeting took place on 1 December 2023.

Bangkok, September 1, 2009 ? The SEC is conducting a public consultation on the revision to the rules governing registration of derivatives agents/ dealers and their business conduct with an aim to reduce institutional investors? risk in doing business with those operators who are allowed to provide services only to institutional investors. The principles for the revision are: 1. Registration rules: Any foreign juristic person wishing to apply for registration as a derivatives dealer must have...

Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and operating system with a view to applying the same and consistent standards to all types of busine...

Facebook page "Organic vegetable garden operator." impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 04/02/2025)

Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...

zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04