prospectus to ensure that investors would receive sufficient and appropriate information for their decision making without the misunderstanding that a term fund is a cash deposit in a commercial bank and
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
misunderstanding and subsequently an impact on the securities price or investors’ decisions on securities investment may be liable to be an offense of unfair act under the Securities and Exchange Commission Act B.E
misunderstanding that deposit taking and lending services are under the same supervision as regulated digital asset businesses. Under the SEC’s policy, digital asset business operators are not allowed to provide or
amendments to term fund rules to mitigate concentration risks and avoid misunderstanding of product characteristics Term fund is highly popular among investors, asset management companies and commercial banks
related to the companies’ operations because disseminating news or information that is inconsistent with facts or may cause material misunderstanding and subsequently an impact on the securities price or
, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the account owner. Meanwhile, {C} took trading orders from an unthorized person. {B}'s
from a person who was not the owner of the account without any written authorization, and causing a misunderstanding that there had been a conversation with, and acceptance of trading orders from, the