Thai Market Misconduct × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > การป้องกันการกระทำอันไม่เป็นธรรม
tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to
true owners of such right suffered damage; however, Krungthai Zmico has already returned the right to the IPO allocation to the clients. Niparporn’s misconduct against investors’ assets is deemed failure
Complex Type 2 Investment Consultant