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) and organizations of capital market business operators. This aims at preparing Thai capital market?s infrastructure to be more responsive to global changes, enhance flexibility of supervisory structure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5558

SEC public hearing on proposed amendments to the regulations on supervision of capital market business personnel

Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8384

SEC public hearing on ESG training course requirement for capital market business personnel to promote sustainable investment

world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8599

SEC revokes approval for an investment consultant for 5 years for having a prohibited characteristic of capital market business personnel

characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8474

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market business

market business during the period he is prosecuted. In addition, the SEC investigated the Investment Committee of Solaris Asset Management Co., Ltd. in authorizing the mutual fund to invest in debt

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089

New Products - Debt Market

New Products - Debt Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Debt Market Debenture [Data will be displayed only 14 days after

https://market.sec.or.th/public/idisc/en/ViewMore/new-debt

New Products - Equity Market

New Products - Equity Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Equity Market Equity ( 74 record(s) found) Issuer Name/Offer Name

https://market.sec.or.th/public/idisc/en/ViewMore/new-equity