includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
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The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
executives’ compensation policy, method of determining the compensation packages, and structures of each compensation type;- To improve disclosure of the use of proceeds in filing documents to be more
Green, Social and Sustainability Bonds Manual คู่มือการออกและเสนอขายตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (“Green Bond”) หรือตราสารหนี้เพื่อพัฒนา สังคม (“Social Bond”) หรือตราสารหนี้เพื่อความยั่งยืน