Bangkok, August 25, 2009 ? The SEC imposed a three-year probation on Maris Tarab, in his capacity as the managing director of ING Funds (Thailand) Co., Ltd. and fund manager of T.U. Dome Residential

. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and

According to given tips and the SEC’s further investigation, it was found that MRC - BIZ led by Tanit had offered for sale and given trading service of digital tokens through public solicitation

The Office of Securities and Exchange Commission (SEC) appointed ?Director Responsibilities Steering Group? to follow up practices and efficiency of directors of listed companies. This is expected to

แพลตฟอร์ม ดังนั้น จึงควรกำกับดูแลที่ตัวกลางภายใต้กฎเกณฑ์ที่มีอยู่เป็นหลัก ด้าน Mr. Lim Tuang Lee ประธาน IOSCO Board-level Fintech Taskforce และ Assistant Managing Director (Capital Markets) ของ Monetary

build digital transformation towards digital exchange, for the ability to efficiently provide services to members,  issuers, and investors .”ASCO Director Mr. Pichet Sithi-Amnuai said “transactions of

established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent

control to ensure compliance with the policy;    (2)  Policy and procedures for designing, developing and managing digital wallets as well as creating, maintaining and accessing keys or other related

The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...