Bangkok, August 25, 2009 ? The SEC imposed a three-year probation on Maris Tarab, in his capacity as the managing director of ING Funds (Thailand) Co., Ltd. and fund manager of T.U. Dome Residential
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
The Office of Securities and Exchange Commission (SEC) appointed ?Director Responsibilities Steering Group? to follow up practices and efficiency of directors of listed companies. This is expected to
established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent
Bangkok, September 14, 2009 ? The Criminal Court ordered another 60-day extension of asset freeze against 12 alleged offenders on Picnic Corporation Plc. (PICNI) case, namely Suriya Lapvisuthisin
Bangkok, July 2, 2009 ? The Criminal Court ordered another 180-day extension of asset freeze upon five alleged offenders in the S.E.C. Auto Sales and Services Plc. (SECC) case, namely (1) Sompong
Bangkok, March 22, 2013 - The SEC rejected to grant further extension of deadline for Thai Unique Coil Center Plc. (TUCC) to submit its rectified Q2 and Q3/2012 financial statements as well as 2012
along with its creditors sent a letter requesting the CMSB to grant another one-month period extension for their out-of-court negotiation on debt restructuring which is expected to expedite repayment of
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...