Office. It is important to note that this is an unofficial English translation which has not been subjected to an official review by the SEC Office. Readers should be aware that only the original Thai text

” “aaaaaa” “123456” etc.. · determining the password related to name , surname, date moth or year of birth, address etc.. · determining the password in a manner of the word in the dictionary. · determining

form such as “abcdef” “aaaaaa” “123456” etc.. ▪ determining the password related to name , surname, date moth or year of birth, address etc.. ▪ determining the password in a manner of the word in the

, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in order that the trustee shall manage such

trust business, using name, describing or advertising itself as a trustee or any other word of the same meaning shall be liable to imprisonment for a term not exceeding six months or a fine not exceeding

effective operating system to protect such investment or entry into a contract creating conflict of interest to the fund, Except that management company appoint other person to manage an investment

Translation (Unofficial Translation) PAGE (Unofficial Translation) 5 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

transaction without market price or using price which is not market price, management company, shall explain about the reason of such matters to the clients or provident fund committee before request for a

of interest and other encumbrance. Where there is a disclosure of the investment portfolio, it should be disclosed to all investor equally; (3) Using of adequate and reliable information, documents or

) in case of using a sign or other symbol in rating mutual fund , such sign or symbol must not be contrary to the law or pubic order; (6) in the case where the investment advisory company intends to