The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
, Jaymart mobile sales decreased by 28%. Although the sales were decreased, the Company could maintain profit growth from the previous quarter of 2019, as well as has been continuing to work with AIS, the
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
digitalization trend. As a result, core service revenue reported Bt32,090mn decreasing -7.2%YoY and flat QoQ. The launch in new iPhone 12 coupled with government stimulus package to promote consumer spending
IC & partnership cost. SIM & Device sales reported Bt9,686mn, increasing 50%YoY due to prolonged popularity of iPhone 12 in 1Q21 but decreasing -7.6%QoQ. Sim & Device margin slightly declined to +0.6
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall