The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
/> ตามที่บริษัทท่านได้ส่ง (1) รายงานสถานะบล. รายวัน (บ.ล. 4/1) (2) ข้อมูลยอดคงค้างทรัพย์สินประเภทเงินของลูกค้า NR และ (3) รายงานของผู้ออกใบสำคัญแสดงสิทธิอนุพันธ์ ให้สำนักงานผ่านทาง e-mail seccom
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
Arbitral Procedure Organized by the SEC Office (No. 2)
Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund
.์ -4332-7776 E-mail: kcmetalsheet@hotmail.com Website: www.kcmetalsheet.co.th Ref KCM61 /004 March 5, 2018 Subject: Notice of Assets Disposal Transaction regard waiving the right to purchase newly issued
Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards