Facebook page I love Yeu : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2022)
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
perform duties or provide services with loyalty by committing wrongdoing against investor assets. Both cases constitute prohibited characteristics for personnel in the capital market business under the
Facebook page "Project plant veggie cause love mom โครงการปลูกผักเพราะรักแม่" : Unlicensed securities and derivatives business (Disclosure Date : 26/09/2025)
บริษัท หลักทรัพย์จัดการกองทุนอีสท์สปริง (ประเทศไทย) จำกัด|กองทุนรวมฟีดเดอร์ | วันที่เสนอขาย : 14/02/2566 - 20/02/2566
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 14/02/2023 - 20/02/2023
Facebook page "We love trading" impersonates "CP All Plc." : Unlicensed securities and derivatives business (Disclosure Date : 10/02/2025)