their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

simultaneously allows for loyalty point collection through the Mobile EDC. Moreover, the company still retains its service station expansion strategy, despite easing on portions of the investment due to the

ต่ำงๆ เช่น บตัรสมำชกิรูปแบบใหม่ “บำงจำกกรนี ไมล”์ ทีส่ำมำรถสะสมคะแนนทุกผลติภณัฑ์น ้ำมนั พรอ้มทัง้กำรพฒันำระบบบตัรสมำชกิในรูปแบบ Digitized Loyalty Program ควบคู่ไปกบั Bangchak Mobile Application อกีทัง้

had misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the

misappropriated the client’s money by forging the client’s signature, revising the client’s significant information to access the client’s mobile banking account and transferring money from the client’s account

Derivative Warrants | CHMO28C2209A | DERIVATIVE CALL WARRANTS ON CHINA MOBILE LIMITED (941) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN SEPTEMBER 2022 # A | CHINA MOBILE LIMITED

Derivative Warrants | CHMOBI28C2212A | DERIVATIVE CALL WARRANTS ON CHINA MOBILE LIMITED (941) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN DECEMBER 2022 # A | CHINA MOBILE