monitoring of companies and is central to shareholders‟ ability to exercise their ownership rights on an informed basis. Evidence from around the world demonstrates that disclosure can be a powerful tool for
of work is to provide services for other persons or for the benefit of the company itself; “Executive director” means any person who is appointed by the board of directors as executive director or
documents and evidence in full from the securities company, except in the case where there is a necessity to conduct further inspection of any facts and the Office has informed the securities company of such
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net
information so that complete and accurate information is provided to investors; (4) act or refrain from doing any acts within a specified period of time to ensure that the acknowledgement of information is
understand, including details on forecast and risks which may cause the return or the fund’s performance to be different from estimated; and 2. projection of rental income which is certified by a property
information in the advertisement; (3) provide additional information so that complete and accurate information is provided to investors; (4) act or refrain from doing any acts within a specified period of time
advertisement; (3) clarify complete and accurate information to investors; (4) act or refrain from doing any acts within a specified period of time to ensure that the acknowledgement of information is accurate