waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

planned to lift suitability test standard to facilitate business operators and investors. The standardized suitability test will be used for investment in all types of the capital market products including

: “As the financial services sector evolves at an unprecedented pace, it is key for regulatory bodies to maintain a constant stream of knowledge exchange to stay abreast of innovation in the sector

amended regulations governing supervision of initial coin offering (ICO) with real estate underlying or real estate income stream (real estate-backed ICO) have become effective as from 1 March 2021. The SEC

involving with complicated transactions, audit works need competent audit teams under quality assurance system. To lift up confidence in the Thai capital market, audit firms should place priorities on

Commission (SEC) has amended the regulations on supervision of initial coin offerings (ICO) with real estate underlying or real estate income stream (real estate-backed ICO) to be more comparable to real

lift up the quality of AGM at Thai listed firms to match domestic and international standards, it also raise awareness of shareholders in protecting their own rights and at the same time promoting good

, where relevant, in the amendment of the Accounting Professions Act B.E. 2547. Stakeholders and interested parties are welcome to watch video of the live stream of the

& Methodology •Obtaining data since 29 Oct 2012 until 30 Oct 2014 from Data Stream and Set Smart BEFORE AFTER Contract Months 4 quarterly month 3 nearest consecutive months plus 1 quarterly month Strike Price