SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
a year at least by an internal unit of the securities company or by an outsider inspector Propose to modify from “mandatory” to “accredit” - Aberdine Securities Public Company Limited Add content of
monitoring system and abnormally operating system via the network system whereas it shall monitor consistently the following matter at least Propose to modify from “mandatory” to “accredit” IT Club An
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
investors**. The investment portion of the distressed bond fund would consist of distressed bonds accounting for at least 60 percent of the total net asset value (NAV), while the rest may invest in other
transaction to the SET with the Information Memorandum at least according to the Schedule (1) annexed to the Notification on the Acquisition and Disposition of Assets, as well as the requirement to send a
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC