Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision? would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
: KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED Reset K&K SUPERSTORE SOUTHERN PUBLIC COMPANY LIMITED Sustainability Development Ranking CG Score 1/ CG Score AGM Level 2/ AGM Score Thai-CAC 3/ Thai CAC 3/ n/a
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 19/04/2021 - 23/04/2021
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 02/04/2021 - 09/04/2021