Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit holding of mutual funds set up by Thai investment management companies under the ASEAN Collective Inv...
Bangkok, May 29, 2014 ? The SEC is seeking public comment on 2 draft notifications to facilitate offering of mutual funds set up by Thai investment management companies under the ASEAN Collective Investment Schemes (Thai ASEAN CIS). To begin with, the first one provides an exemption of unit holding limit up to one-third of all units sold (the One-Third Rule) for Thai ASEAN CIS in the portion offered to non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omni...
Bangkok, May 29, 2014 ? The SEC is seeking public comment on 2 draft notifications to facilitate offering of mutual funds set up by Thai investment management companies under the ASEAN Collective Investment Schemes (Thai ASEAN CIS). To begin with, the first one provides an exemption of unit holding limit up to one-third of all units sold (the One-Third Rule) for Thai ASEAN CIS in the portion offered to non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omni...
The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and investment, and also build up immunity for themselves against fraudulent solicitations via a variety...
International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote
โทรทัศน์ และกิจการโทรคมนาคมแห่งชาติ (สำนักงาน กสทช.) ในโอกาสที่เข้าศึกษาดูงานและรับฟังการบรรยายหัวข้อ “SEC Digital & Innovation Journey” ซึ่งจัดโดยสถาบันเพิ่มผลผลิตแห่งชาติ สถาบันเครือข่ายของกระทรวง
of Mutual Fund > Relaxation of rules Regulations SHARE : Detail Content Management of Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the
of Mutual Fund > Relaxation of rules Regulations SHARE : Detail Content Management of Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the
Bangkok, November 5, 2015 ?The SEC is seeking public comments on the proposed relaxation to the rules governing investment policy of mutual funds offered for sale to accredited investors, i.e
portfolio to 30% ▪1st stand-alone SR ▪Third-party Verify EGCO Sustainability Reporting Journey ▪2022 One Report ▪Launch EGCO SD Website SEC One Report writing standard is enforced. ▪1st One Report Reporting