investor protection according to the risk levels of different types of DW. The principles for the revision are as follows: 1. Qualifications of DW issuer: In case of partial or no collateralization, DW
reduce investor complaints arising from misunderstanding about expected returns, which might lead to weaker confidence in the overall fund industry. The draft amendment requires that investor contacts get
Microsoft Word - 2018AH_SET_SGAH (E) version FINAL (Amendment) 99 หมู่ที 1 นิคมอุตสาหกรรมไฮเทค ตาํบลบา้นเลน อาํเภอบางปะอิน จงัหวดัพระนครศรีอยธุยา 13160 ประเทศไทย โทรศพัท ์(035) 350 880 โทรสาร (035
Microsoft Word - 2018AH_SET_SGAH (T) version FINAL (Amendment) 99 หมู่ที 1 นิคมอุตสาหกรรมไฮเทค ตาํบลบา้นเลน อาํเภอบางปะอิน จงัหวดัพระนครศรีอยธุยา 13160 ประเทศไทย โทรศพัท ์(035) 350 880 โทรสาร (035
SEC Secretary-General Ruenvadee Suwanmongkol said: “By 2021, Thailand will have become a full-scale aging society with the elderly population accounting for 20 percent of the total population. Yet, most of today’s documented workforce are unlikely to earn adequate income after retirement. Given this landscape, retirement savings has become a part of the national agenda stated in the 20-Year National Strategy, the 12th National Economic and Social Development Plan and the Capital Market De...
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Bangkok, February 10, 2009 ? The SEC is holding a public hearing on the draft amendment to the Securities and Exchange Act for demutualization of the Stock Exchange of Thailand (SET) until February