Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
Investment Management Companies, Thai Bankers Association, Association of International Banks, Thai Life Assurance Association, Thai FinTech Association, Thai Listed Companies Association, MAI Listed Company
BROKERAGE SECURITIES COMPANY LIMITED SOCIETE GENERALE SECURITIES (THAILAND) COMPANY LIMITED THANSETTHAKIJ CAPITAL COMPANY LIMITED DEUTSCHE BANK DAOL INVESTMENT MANAGEMENT COMPANY LIMITED DAOL SECURITIES
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers? specifications or the SEC Notifications regarding management of mutual funds, private funds or provident funds. The adjusted procedures give asset management companies that commit immaterial offences time and opportunity to correct their mistakes or pay remedies in protection of investors? int...
Bangkok, January 11, 2010 ? The SEC is inviting public comments on the proposed revisions to investment regulations of mutual funds, private funds and provident funds to enhance practicality, reduce
that ?After inquiring information from executives of several investment management companies, all of them confirmed that there was no irregular redemption of investment units in the past two weeks. In
(THAILAND) COMPANY LIMITED ASL SECURITIES COMPANY LIMITED AIA COMPANY LIMITED AIA INVESTMENT MANAGEMENT (THAILAND) LIMITED ADVANCE CAPITAL SERVICES COMPANY LIMITED ADVANCE LIFE ASSURANCE PUBLIC COMPANY
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