In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management companies, as an institutional investor, understand the risks and effects of climate change on b...
2022 Agenda THE EVIDENCE ON THE GREEN BOND PREMIUM IN ASIA-PACIFIC AND EUROPEAN MARKETS l Page 2 I. Introduction of Green Bond II. Approaching Green Bond Premium III. Result Summary IV. Conclusion
University INTRODUCTION • What is the effect of regulatory jurisdiction on the behavior of financial actors? Specifically, investment adviser misconduct? • Setting: Dodd-Fank re-jurisdicts “mid-size” RIAs in
“the Final Countdown to TFRS 9” seminar organized by TFAC, covering practical issues, impacts and transitional guidance for the TFRS related to financial instruments, and the “Introduction to Financial
"Stable". RML acknowledged the downgrade credit rating result prior to the effective date of Filing Form but RML did not reveal this credit rating in Filing Form. 27/12/2021 agreed to comply
liable for RML’s failure to reveal the downgrade credit rating which should have been stated in the registration statement and draft prospectus (Filing Form) in materiality. 27/12/2021 agreed to comply
SEC Classification : ใชภ้ายใน (Internal) I. Introduction The issue of gender diversity on corporate boards of directors has gained prominence in recent decades (Adams & Ferreira, 2009; Arun et al., 2015
as other securities, instruments or other assets to be specified by the SEC Board. The introduction of DR is in accordance with the SEC strategic plan, aiming to widen investment opportunities and
auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
(AIMC) จัดสัมมนาออนไลน์ให้แก่บุคลากรในธุรกิจตลาดทุน หัวข้อ “Getting Started in Responsible Investment: An Introduction to Key Concepts, Practices and the PRI for Thai Market Participants” เพื่อส่งเสริม