Commission inquiring about the conditions, rules, and fees for applying a digital asset exchange license. The aforementioned actions by CoinEx and Mr. Puttipong are deemed to be conducting digital asset

Exchanges Commission inquiring about the conditions, rules, and fees for applying a digital asset exchange license. The aforementioned actions by CoinEx and Mr. Puttipong are deemed to be conducting digital

introduce any customers to the company. The auditor merely examined the contract and supporting documents without questioning why the payments were made for unperformed services. 25 In de pe nd en t Au di t

following and inquiring about cybersecurity measures and data security from your service providers, including cooperating with them to ensure that your data and assets are safe.” In addition, the SEC

expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each.  Apart from the civil sanction, the SEC is questioning

thoroughly verify information before making investment decisions by directly inquiring the companies or individuals being covertly referenced. Additionally, it is essential not to disclose personal

well as considering the operation, compliance with the law, rules, and regulations, investigating and inquiring, and any other act in accordance with the missions of the SEC Office so as to ensure

allegation or appointment date; (2) signing a letter requesting any person to provide an explanation or opinion or submit any documents or evidence; (3) interrogating and recording an explanation or opinion of

Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................

Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....