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SEC Thailand and CSSF sign a Fintech information sharing agreement

services.On entering the agreement, Ms. Ruenvadee SUWANMONGKOL, Secretary-General of SEC Thailand, stated that: “The SEC Thailand believes that this Memorandum of Understanding will provide a remarkable basis

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9060

SEC public hearing on proposed amendment to repo / reverse repo agreement regulations

proposed amendment to repo / reverse repo agreement regulations whereby the eligible asset classes for securities companies to enter into such repo transactions with non-institutional investors would

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074

SEC and ThaiBMA seek public feedback on a standardized sample of a bondholders’ representative appointment agreement

’ representative appointment agreement. This initiative aims to facilitate and reduce costs associated with appointing a bondholders’ representative for bond issuers according to standardized procedures

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10555

SEC Thailand’s Public Hearing on Amendments to Repurchase or Reverse Repurchase Agreement (Repo) Regulation

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=616

SEC public hearing on draft amendments to the rules on conflicts of interest in securities offering

Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7386

SEC public hearing on proposed amendment to asset management rules on prevention of conflicts of interest

Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of conflicts of interest of asset management

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6320

Public hearing on revisions of conflict of interest and proprietary trading rules

Bangkok, January 17, 2014 ? The SEC is seeking public comment on proposed revisions to the rules on prevention and management of conflicts of interest and proprietary trading applicable to both

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5239

SEC requires PACE?s clarification on a joint venture agreement incurring obligations and liabilities within seven days

Bangkok, 2 October 2017 ? The SEC has ordered Pace Development Corporation Public Company Limited (PACE) to clarify the information regarding the company's joint venture agreement with three

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6795

SEC and SET co-host a seminar on class action as another tool to protect investors? interest

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class action* can be another legal option for protecting investors? interest.Guest lectured by Appeal Court Judge Pongdej Wanichkittikul to stakeholders from listed companies, the Thai Investors Association and the Association of Investment Management Companies among others, the seminar highlighted the princip...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6356