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Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5655

SEC encourages listed companies to disclose effects of COVID-19 on the companies for the interest of investors.

monitoring the business operations and for a proper investment making-decision in a reasonable period of time. In addition, SEC has issued a guideline on information disclosure for listed companies

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8413

Public hearing on revisions of conflict of interest and proprietary trading rules

Bangkok, January 17, 2014 ? The SEC is seeking public comment on proposed revisions to the rules on prevention and management of conflicts of interest and proprietary trading applicable to both

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5239

SEC orders Zipmex to rectify its net capital position and act in the best interest of clients

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10490

SEC instructs Zipmex to act in the clients’ best interest in its petition for business rehabilitation filed with the Central Bankruptcy Court

Zipmex to act in the best interest of its clients and in readiness for facilitating their asset withdrawal transactions. In this connection, to keep Zipmex’s investors updated and accurately informed about

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10493

SEC files criminal complaints against 25 former IEC executives and associates for fraudulent acts and exploitation of the company?s interest

Bangkok, 31 October 2017 ? The SEC has filed criminal complaints against former directors and executives of The International Engineering Public Company Limited (IEC) and their associates, totaling 25 persons, with the Department of Special Investigation (DSI) for jointly committing fraudulent acts, misappropriating the company's assets and seeking unlawful gains, which has caused damage to IEC. Their misconduct also included arranging or allowing fabrication of accounting records inconsistent w...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6920

SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions

days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8535

Mutual Fund Prospectus - GHD : Global High Dividend Fund

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 04/07/2005 - 15/07/2005

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0030&PYR=2548

Letter to SET Interim Dividend and RPT ( E ) Final.pdf

Letter to SET Interim Dividend and RPT ( E ) Final.pdf (-Translation-) Ref. SorNor. 098/2020 May 13, 2020 To: President The Stock Exchange of Thailand Re: Notification of interim dividend payment

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202005/20055330.pdf

SEC advises investors to study prospectus carefully before making investment decisions

interest before deciding to invest. In case of IPOs, investors can access important information in the prospectus provided by the issuer or inquire securities companies. After subscription, investors should

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6845