Providing Guarantee for Insured Mutual Fund by Securities Company in the Category of Securities Finance Business (No. 2)

insured has died by redeem investment units exceed than the time period specified in the scheme. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 13/2020 Dated 20/05

money market funds was 240 billion baht, or 3% of savings deposit.  In the future the Deposit Protection Agency would reduce the maximum insured amount of bank deposit to only 1 million baht. Hence, money

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 44/2022 Dated 28/02/2022

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 70/2022 Dated 05/05/2022

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 53/2023 Dated 18/05/2023

breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 51/2023 Dated 18/05/2023

Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 62/2024 Dated 27/08/2024

in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 108/2024 Dated 19/12/2024

เหตุการณ์ตามที่กฎหมายกำหนด (passive breach) ไม่ถือเป็นความผิด โดยบริษัทจัดการกองทุน (บริษัทจัดการ) จะต้องแก้ไขภายใน 90 วัน เว้นแต่ใช้ดุลพินิจเป็นประการอื่นเพื่อรักษาประโยชน์ของผู้ถือหน่วย สำหรับกรณีอื่นนอก