the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
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(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance
Mathematics and Statistics, Faculty of Science and Technology, Thammasat University, on their study visit to the SEC. This visit featured a knowledge-sharing session titled “Financial & Investment Active
, Silpakorn University, Phetchaburi IT Campus, in the occasion of their study visit on the overview of the digital assets market in Thailand, the characteristics and risks of digital assets, and regulatory
The Securities and Exchange Commission (SEC), led by Mr. Wiboon Phatrapiboon, Assistant Secretary-General, welcomed executives and officers from the Office of Insurance Commission (OIC) to a knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control s...
their study tour and attending a knowledge sharing session on "SEC Digital Technology Management," which can be applied to enhance work efficiency and support innovations in the workplace. This event