who wish to offer securities, either cross-border equity offering or DR, in Thailand. In the course of the discussion, the representative from World Bank (Thailand) also expresses the interest in
financial reporting throughout the ASEAN region.? Since its formation in 2011, AARG?s efforts to enhance audit quality in the region include engaging audit firms on joint initiatives to address common
Bangkok, June 16, 2015 ? ASEAN audit regulators and audit firms in the ASEAN region have just concluded a meeting that discussed initiatives to raise audit quality and market transparency in the
Court of Appeal, the Court of Appeal Region I, Dr. Poomsiri Dumrongvute, Lecturer of the Faculty of Law, Chulalongkorn University, and Mr. Jinnah Yamuam, Money and Banking subcommittee member, Thailand
Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key
Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of conflicts of interest of asset management
Bangkok, January 17, 2014 ? The SEC is seeking public comment on proposed revisions to the rules on prevention and management of conflicts of interest and proprietary trading applicable to both
region presented an overview of the industry and the process of submitting the sale offer in each country, at the Industry Day Seminar organized by the Monetary Authority of Singapore. At this event, a
the arrangements with real funds.?Industry outreachThe JC discussed strategies to continue to closely engage with industry throughout the region to ensure that the Passport would meet industry needs.The