The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 14/03/2019 - 27/03/2019

DAOL INVESTMENT MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 20/05/2020 - 27/05/2020

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

internal control and fund management and proposed AIMC to set up practices concerning internal control and management of property funds to prevent leakage of benefits that should have been given to

below:1. Classification of complex fundsTo promote the launch of mutual funds with more innovative and complex investment policies in response to different risk profiles of investors, the SEC is

Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company

"electronic possession" OR "electric ownership" OR "electric control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field

) Microsoft Word X ( 5 ) ดูเพิ่มเติม >> http://172.19.1.196:8983/solr/secweb/select?q=electrical control OR "electrical control" OR "electric manage" OR "electric oversee" OR "power manage" OR "power oversee