company or when the order of the SEC or the Office has come into force, shall be exempt from filing reports for all categories, commencing from the month in which the business operation ceases or is

filing reports for all categories, commencing from the month in which the business operation ceases or is suspended and such securities company must not have any pending report. Such exemption shall desist

reports for all categories, commencing from the month in which the business operation ceases or is suspended and such securities company must not have any pending report. Such exemption shall desist when

Clause 3(1). Chapter 3 Conditions Imposed on Licensees ____________________ Clause 10 An agricultural derivatives business licensee shall comply with the following conditions: (1) commencing the operation

on 16 April 2017). 4 (1) commencing the operation of the agricultural derivatives business according to the type specified in the license only after the SEC Office has examined and viewed that the

on 16 April 2017). 4 (1) commencing the operation of the agricultural derivatives business according to the type specified in the license only after the SEC Office has examined and viewed that the

transaction amount via electronic payment (“E-Payment) channel which the Company has collaborated with WeChat Pay in 2017. Commencing in early of 2018, the Company expand E-Payment channel by receiving

relating to the joint venture project and/or proceed with any necessary arrangements relating to the joint venture project, commencing from execution of contract, memorandum of agreement, and various

efficient work systems for monitoring and inspecting securities trading transactions of clients;  (3) To require that securities companies enter into an agreement with their clients before commencing service

exempt from preparing and filing reports for all categories, except report of clients’ assets as prescribed in Clause 3(3), commencing from the month in which the business operation ceases. Such exemption