Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at an annual seminar titled, “Understanding the Thai Capital Market
The MoU strengthens the existing relationship between the UK and the SEC, formalising collaboration in areas including accounting standards; the development of Financial Technology (FinTech) to facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially, specific areas of focus will include green bonds, the fintech ecosystem, e-Know Your Customer,...
SEC Secretary-General Rapee Sucharitakul (1st from right) signed the Memorandum of Understanding on Cross-border Publication of Research Reports with the regulators from Malaysia, the Philippines
• Different regulatory landscapes, stewardship practices • Corporate structure, decision making process, influence of investors and other stakeholders • Understanding if and when tabling of various engagement
line with the 20-year National Strategy and the UN SDGs. This webinar aims to enhance the understanding of investment management business operators and related parties on ESG integration. The SEC hopes
emphasis on building an ecosystem conducive to sustainable development in the capital market, in line with the 20-year National Strategy and the UN SDGs. This webinar aims to enhance the understanding of
regarding their Listed clients and if so, did this change the nature of services/fees charged? 11 Does the firm document its understanding with the client regarding the services to be performed by obtaining