Public Offering - IPO Public Offering - PO Private Placement - PP Rights Offering –RO Others, please specify ………………………………………………………………………. Listed companies: Inaccurate/insufficient disclosed information

amidst inefficient investor protection.    To address the aforesaid issues, the Securities and Exchange Act B.E. 2535 (1992) was promulgated, and the Securities and Exchange Commission was established on

constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board. That is, the securities broker failed to Inefficient

NEED To Audit IT Systems? 5 Types of IT Controls • General controls are controls that relate to the IT environment, especially the environment where application systems are developed, maintained and

the inaccurate the reviewed financial statements for Q2/2017. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the reviewed financial statements for Q3/2017. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the audited financial statements for the year 2017. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the annual registration statement for the year 2017 (Form 56-1) SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the annual report for the year 2017 (Form 56-2). SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the reviewed financial statements for Q1/2018. SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021