worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
Complex Type 2 Investment Consultant
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 07/05/2009 - 26/05/2009
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 09/04/2009 - 22/04/2009
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 17/06/2009 - 25/06/2009
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 30/07/2009 - 05/08/2009
XSPRING ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 14/05/2010 - 25/05/2010