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247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 14/03/2019 - 27/03/2019

DAOL INVESTMENT MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 20/05/2020 - 27/05/2020

day.The SEC had continually coordinated with the SET and TFEX to keep abreast of the volatility of shares and commodity prices on that day.  Once such incident occurred, the SEC coordinated with the SET and

realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and

Miss Manee Khemthong Between December 21, 2018 and June 1, 2020, Miss Manee Khemthong, at the time incident an Finance & Accounting Director responsible for calculated the net capital of AEC

Alist Private Company Limited Alist Private Company Limited was liable for its failure to prepare and submit the default report of bills and debentures, incident which affects or is likely to affect

ของระบบสารสนเทศ (information security incident management) ให้เป็นไปตามหลักเกณฑ์ดังต่อไปนี้…(3) รายงานต่อผู้มีหน้าที่รับผิดชอบในการบริหารจัดการเหตุการณ์ตาม (2) และสำนักงานโดยไม่ชักช้าเมื่อเกิด

Bangkok, February 9, 2012 - The SEC has closely monitored the incident on December 30, 2011 where net asset value ("NAV") of domestic mutual funds investing in offshore ETF was irregularly high. The