asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a

asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a

misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit

Mr. Bee Taechaubol Mr. Bee Taechaubol making the tender offer of securities of Electronics Industry Public Company Limited (EIC) purchased 1,017,500 shares of EIC in the Stock Exchange of Thailand at

Mr. Sunthorn Chaononghin On February 22, 2010, Mr. Sunthorn Chaononghin, an engineer of Solartron Public Company Limited (SOLAR), illegally purchased SOLAR shares in such a way as to take advantage

Mr. Sumit Chanmatee Between November 9 – November 22 , 2012, Mr. Sumit Chanmatee, the director of Rayong Purifier Public Company Limited (RPC), purchased 1,786,100 shares of RPC through the

Mr. Sermkhun Kunawong Between April 23, 2012 and May 14, 2012, Mr. Sermkhun Kunawong, the chief executive officer and director of CMO Public Company Limited (CMO), purchased CMO shares through his

Mr. Sermkhun Kunawong Between August 8, 2012 and September 13, 2012, Mr. Sermkhun Kunawong, the chief executive officer and director of CMO Public Company Limited (CMO), purchased CMO shares, through

) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares.  The findings revealed records of purchase transactions in the trading accounts of the four

securities and the amount of money paid for securities which have been purchased by the underwriter as well. The report as referred to in the first paragraph shall be made in accordance with the rules and