considering the directors? and management?s inappropriate characteristics as well as their rights to clarify and appeal, the consequences for those lacking qualifications and liabilities for contravening the

information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit

lacking of qualifications as specified by SEC. Mr. Thirachai Phuvanat naranubala, SEC Secretary-General stated that ?Even though most of listed companies do operate their businesses cautiously with

preventive measures have been focusing on shares lacking of fundamental factors.

Unyakowit), who was then an IEC executive.   Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy

and admitted having used a client?s inactive trading account with outstanding credit balance to trade securities. In doing so, she told the client that she had sent incorrect trading orders

net profit in Quarter 1/2018 was 1.91 million baht because the lacking of the main raw material that have the affect on products cannot send to the clients in time. But the expenditures are decreased in

companies that their names must be registered in such system. Initially, the SEC will put all of their names in the system. If any of them is found having malpractice or lacking professional ethics, such case

/>ไม่มีความเคลื่อนไหว (inactive account) การมีนโยบายในการให้วงเงินซื้อขายหลักทรัพย์และการกู้ยืมเงินเพื่อซื้อหลักทรัพย์ที่สะท้อนถึงพฤติกรรมการซื้อขายหลักทรัพย์ของลูกค้า เป็นต้นนอกจากนี้