asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
Estate Investment Trust. Clause 2 REIT shall report to the SEC Office immediately when one of the following circumstances occurs: (1) any circumstance that may affect REIT to be dissolved; (2) any
due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022
inspection to the SEC Office and the auditor within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of
within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of B commits an offence which is within the
and the auditor within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of B commits an offence
frequency in reviewing shall depend on the level of client’s risk; (2) review client’s existing records and gather further information, if it is found that or there is a circumstance where :- (a) there is a
circumstance where :- (a) there is a material change in value, form, or condition of transactions, including payment and receipts of funds (transaction monitoring); (b) there is doubt concerning the accuracy, up
a circumstance where :- (a) there is a material change in value, form, or condition of transactions, including payment and receipts of funds (transaction monitoring); (b) there is doubt concerning the