mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021

of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3

misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit

and admitted having used a client?s inactive trading account with outstanding credit balance to trade securities. In doing so, she told the client that she had sent incorrect trading orders

Manager of The Stock Exchange of Thailand Union Petrochemical Public Company Limited and its subsidiaries would like to describe and analyze the financial situation and business operation for Quarter 1/2018

Limited and its subsidiaries would like to describe and analyze the financial situation and business operation for Quarter 2/2018, in order to disclose as th e information to the investor and public

results for Quarter 3/2018 To : Director and Manager of The Stock Exchange of Thailand Union Petrochemical Public Company Limited and its subsidiaries would like to describe and analyze the financial

ratio under the terms and conditions, changing the limit from not exceeding 3:1 to not exceeding 5:1. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well

another 0.5 percent per year, from 6.25 percent per year to 6.75 percent per year, throughout the extended maturity period. The SEC requires that the bondholders’ representative analyze the benefits

bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective