* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
intent to join the Collective Action Coalition against Corruption, and none of them reached Level 5. In comparison to 2015, the majority or 44.44 percent achieved Level 3, which signifies establishment of
, while those established in 2015 have not yet achieved the expected returns. Meanwhile, of the 132 foreign trigger funds, 53 (or approximately 40 percent) have reached the target goal within one year. In
asset value has now reached a total of 1,100,686 million Thai baht, an 8 percent increase in comparison to the same quarter of the year 2017. This shows a consistent growth and an indicative that
stages. Besides, investment must be achieved by the least amount of money but at the highest probability of success during the investment period and life expectancy after retirement. The paper concluded
-value customers, causing the drop in acquisition rate. The growth is expected to gradually improve with long-term targets maintained. On the other hand, existing customers showed a continuing ARPU uplift
securities issuers, financial advisors, auditors, market intermediaries, and stock exchanges. Both market integrity and investor protection could not be achieved without high quality financial information