* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
to improve their supervision and surveillance capabilities. This training will ensure the Thai market remains even with international counterparts; with a primary goal of preventing negative impact on
, proposing recommendations, and distributing a checklist, in order for listed companies to improve their information disclosure.For an informed investment decision, investors need to analyze MD&A in the Form
that trading was made by local institutions and there was no irregular trading in any particular securities during such period.4. Cause and resolution for TFEX?s delayed openingNumerous transactions
than general mutual funds, the SEC deems it necessary to prescribe particular regulations on establishment of such funds. In addition, investment limits in property funds or real estate investment trusts
international institutions and ASEAN CG Scorecard, to be used as guideline for listed firms to improve their CG and strengthen their competitiveness in the upcoming Asian Economic Community (AEC). The SET also
the guidance has not been disclosed, explains why the signatory has not complied with those elements of the Code. 4. Disclosures under the Code should improve the functioning of the market for