convenience to case monitoring and progress updates. In case of unreasonable delay or inadequate services from officers, complainants are welcome to contact SEC Secretary-General directly via email: ruenvadee
The revised licensing manual gives more convenience to business operators wishing to apply for a digital asset business license by adding the checklist of required documents, the rules related to
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
businesses in Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. The Bangkok South Criminal Court sentenced the accused to 1 year imprisonment and to a fine of Baht
Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to one-year imprisonment and a fine
imprisonment and a fine of 40,000 bath. Since the defendant pled guilty, the Bangkok South Criminal Court reduced the punishments by half, resulting in six-months imprisonment and a fine of 20,000 baht. The
. The Bangkok South Criminal Court sentenced the accused to imprisonment for a term of 9 years. Since the accused pled guilty, the Court reduced the term of imprisonment by half, resulting in imprisonment