SEC’s consideration of approval. SEC Oversight of Securities Short Selling (Published on 17 November 2023 (Thai version)) The SEC has continuously monitored the SET’s operations, including the possibility

policy. Sound management and careful oversight of clients? trading activities have helped prevent adverse impacts on clients, securities companies and the trading system. We have closely monitored and

while prices of gold and silver also tumbled.?Today, Thai stock indices and prices of gold and silver drastically dropped amid global markets? volatility. The SEC has closely monitored the situation and

. Such rules will place importance on risk management and internal control system, compliance system, prevention of conflict of interest, and qualified staff. In terms of investor engagement, know your

, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the

advisers and academics. The aim of the ICGN Integrated Business Reporting Guidance is to emphasise the importance of companies providing a holistic account of how they create and sustain value by bringing

World Investor Week is a global campaign to raise awareness about the importance of investor education and protection promoted by the International Organization of Securities Commissions (IOSCO). The

operating result – Relative to last year quarter’s, Loss Ratio had dropped by 8.64% (From 67.87% to 59.23%). Underwriting had been more selective. Sales associated with high risk clients had been monitored

the Personal Data Protection Commission, and the Cyber Crime Investigation Bureau, who provided insights and monitored the exercise.Mrs. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Pichet Sithi

make without using inside information.SEC Secretary-General Thirachai Phuvanatnaranubala said, ?Trading of listed securities has been regularly monitored by state of the art surveillance system of the